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North American Securities Administrators Association (NASAA)

Association of state securities regulators; writes the Series 63, 65 and 66 exams, which FINRA administers.

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Series 65 Uniform Investment Adviser Law ExamNorth American Securities Administrators Association (NASAA)You prepare for a 130 question exam on economics, investment products, client recommendations and the securities laws and ethics that govern investment adviser representatives.CertificationPrice not published180 min